Clearing

Whether you prefer a large national clearing firm or a smaller regional organization, Waterstone has clearing relationships with two of the finest clearing firms. Our registered representatives can clear their brokerage trades through Pershing LLC or Mesirow Financial.

Pershing®
A world leader in providing correspondent financial services, Pershing has been synonymous with high-quality trade executions for nearly 60 years. They maintain active relationships with more than 850 financial organizations worldwide. Pershing can provide everything from fast, precise trade execution and settlement to the accurate, timely preparation of your brokerage account information and statements, applying state-of-the-art technology at each point. Learn more here

Mesirow Financial®
Mesirow is a diversified financial services firm headquartered in Chicago. Founded in 1937, it is an employee-owned, private company with more than 700 employees in twelve offices across the country. With Mesirow Financial, you have six decades of experience, user-friendly technology, local customer support and a flexibility that you may not find at larger firms. Learn more here

Regardless of the clearing firm you choose, you will have access to first-rate service and technology including:

• On-line Statements and Reporting
• On-line Client Access to Accounts
• Asset Management Accounts
• No Transaction Fee Mutual Funds
• Retirement Programs
• Investment Research